- China Securities Regulatory Commission
China Securities Regulatory Commission 中国证券监督管理委员会 Agency overview Formed 1992 Jurisdiction People's Republic of China Headquarters Beijing, People's Republic of China Agency executive Shang Fulin, Chairman Parent agency State Council Website www.csrc.gov.cn
The China Securities Regulatory Commission (CSRC) (simplified Chinese: 中国证券监督管理委员会; traditional Chinese: 中國証券監督管理委員會; pinyin: Zhōngguó Zhèngquàn Jiāndū Guǎnlǐ Wěiyuánhuì; often abbreviated simplified Chinese: 中国证监会; traditional Chinese: 中國証監會; pinyin: Zhōngguó Zhèng Jiān Huì) is an institution of the State Council of the People's Republic of China (PRC), with ministry-level rank. It is the main securities regulator of the PRC.
China's Securities Law (passed December 1998, effective July 1, 1999), the nation's first comprehensive securities legislation, grants CSRC "authority to implement a centralized and unified regulation of the nationwide securities market in order to ensure their lawful operation." The CSRC oversees China's nationwide centralized securities supervisory system, with the power to regulate and supervise securities issuers, as well as to investigate, and impose penalties for, "illegal activities related to securities and futures." The CSRC is empowered to issue Opinions or Guideline Opinions, non-legally binding guidance for publicly-traded corporations. Its functions are similar to that of the Securities and Exchange Commission in the United States.
Among its responsibilities include:
- Formulating policies, laws and regulations concerning markets in securities and futures contracts.
- Overseeing issuing, trading, custody and settlement of equity shares, bonds, investment funds.
- Supervising listing, trading and settlement of futures contracts; futures exchanges; securities and futures firms.
Indicative of the role of the CSRC, China's highest court, the Supreme People's Court–at least as of 2004–has declined to handle securities-related litigation directly, instead deferring such judgments to the CSRC.
The headquarters for the China Securities Regulatory Commission is in Beijing. Focus Place 19, Jin Rong Street, West District Beijing 100032.
- General Office
- Department of Public Offering Supervision
- Department of Market Supervision
- Departmentof Intermediary Supervision
- Department of Listed Company Supervision
- Department of Investment Fund Supervision
- Department of Futures Supervision
- Enforcement Bureau I
- Enforcement Bureau II
- Department of Legal Affairs
- Department of Accounting
- Department of International Cooperation
- Department of Personnel & Education
- Publicity Office of the CPC CSRC Committee
- Compliances Office
- CPC CSRC Committee
- Research Center
- Office of Branches Coordinating Committee
- Information Center
- Headquarter Service Center
- Untraded shares
- Financial regulation
- Shanghai Stock Exchange
- Shenzhen Stock Exchange
- Chinese law
- Law of the People's Republic of China
- China Banking Regulatory Commission
- China Insurance Regulatory Commission
- Hedge fund industry in China
- China Venture Capital Association
- Private equity in China
- China Securities Journal
- ^ Huang, C.W. "Company Law and the Independent Director System in Contemporary China." Hastings International and Comparative Law Review, Winter 2008 (Vol. 31), p. 411.
- ^ William I. Friedman, 27 Brook. J. Int'l L. 477 (2002). "One Country, Two Systems: The Inherent Conflict Between China's Communist Politics and Capitalist Securities Market." pg. 484-85
- ^ a b Huang, C.W. "Company Law and the Independent Director System in Contemporary China." Hastings International and Comparative Law Review, Winter 2008 (Vol. 31), note 1.
- ^ Dina J. Yin, 57 Rutgers L. Rev. 397 (2004). "Investor Regulations: An American Answer to a Chinese Problem. pg. 421.
- China Securities Regulatory Commission Official Web site
- China Securities Regulatory Commission English Translation Site
- Information about the CSRC
- Securities Association of China
- China Securities Network
State Council of the People's Republic of China State Council members (Cabinet)
(Plenary meeting members)
Executive meeting members Ministries and Commissions
under the State CouncilForeign Affairs · National Defense · Development and Reform · Education · Science and Technology · Ethnic Affairs · Environmental Protection · Public Security · State Security · Supervision · Civil Affairs · Justice · Finance · Human Resources and Social Security · Land and Resources · Housing and Urban-Rural Development · Railways · Transport · Industry and Information Technology · Water Resources · Agriculture · Commerce · Culture · Population and Family Planning · Health · People's Bank · National Audit Office
directly under the State Council
directly under the State CouncilGeneral Administration of Customs · State Administration of Taxation · State Administration for Industry and Commerce · General Administration of Quality Supervision, Inspection and Quarantine · State Administration of Radio, Film, and Television · General Administration of Press and Publication (National Copyright Administration) · State General Administration of Sports · National Bureau of Statistics · State Forestry Administration · State Administration of Work Safety · State Intellectual Property Office · National Tourism Administration · State Administration for Religious Affairs · Counselor's Office of the State Council · Government Offices Administration of the State Council · National Bureau of Corruption Prevention
under the State CouncilOverseas Chinese Affairs · Hong Kong and Macao Affairs · Legislative Affairs · Research
directly under the State CouncilXinhua News Agency · Academy of Sciences · Academy of Social Sciences · Academy of Engineering · Development Research Center · National School of Administration · Earthquake Administration · Meteorological Administration · Banking Regulatory Commission · Securities Regulatory Commission · Insurance Regulatory Commission · State Electricity Regulatory Commission · National Council for Social Security Fund · National Natural Science Foundation · Taiwan Affairs Office (Association for Relations Across the Taiwan Straits) · Information Office · State Archives Administration
Ministries and CommissionsState Bureau for Letters and Calls · State Administration of Grain · National Energy Administration · State Administration of Science, Technology and Industry for National Defence · State Tobacco Monopoly Administration (China National Tobacco Corporation) · State Bureau of Civil Servants · State Administration of Foreign Experts Affairs · State Oceanic Administration · Civil Aviation Administration of China · State Bureau of Surveying and Mapping · State Post Bureau · State Administration of Cultural Heritage · State Food and Drug Administration · State Administration of Traditional Chinese Medicine · State Administration of Foreign Exchange · State Administration of Coal Mine Safety · National Administration for the Protection of State Secrets · State Cryptography Administration · China National Space Administration · China Atomic Energy Authority · State Language Commission · National Nuclear Safety Administration
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