Series

  • 61 Series 26 — A securities license entitling the holder to register as a limited principal who supervises and manages sales activities for investment companies and annuities. The multiple choice exam is administered by the Financial Industry Regulatory… …

    Investment dictionary

  • 62 Series 4 — A securities license entitling the holder to supervise options sales personnel and compliance issues. Before taking the Series 4 exam, you must have your Series 7 license. The Series 4 exam is administered by the Financial Industry Regulatory… …

    Investment dictionary

  • 63 Series 63 — A securities license entitling the holder to solicit orders for any type of security in a particular state. This license is required in addition to the Series 7 or Series 6. The Series 63 exam mainly covers state laws and regulations …

    Investment dictionary

  • 64 Series 7 — A general securities registered representative license administered by the Financial Industry Regulatory Authority (FINRA) that entitles the holder to sell all types of securities products with the exception of commodities and futures. The bulk… …

    Investment dictionary

  • 65 Series 79 — A examination to ensure a candidate is qualified to become a Limited Representative Investment Banker. The Series 79 exam is administered by the Financial Regulatory Authority (FINRA) and ensures those looking for positions in investment banking… …

    Investment dictionary

  • 66 Series 82 — An exam administered by the Financial Industry Regulatory Authority (FINRA) for individuals seeking to become private securities offering representatives. A person who passes the Series 82 can only offer private placement offering on original… …

    Investment dictionary

  • 67 series — I (New American Roget s College Thesaurus) n. sequence, set, succession, chain, progression, cycle. See continuity. II (Roget s IV) n. Syn. rank, file, line, row, set, train, range, list, string, chain, order, sequence, succession, group,… …

    English dictionary for students

  • 68 series — /ˈsɪəriz / (say searreez) noun (plural series) 1. a number of things, events, etc., ranged or occurring in spatial, temporal, or other succession; a sequence. 2. a set of radio or television programs which comprise a number of episodes but… …

    Australian English dictionary

  • 69 Series 14 — An exam administered by the Financial Industry Regulatory Authority (FINRA) for professionals seeking to become licensed compliance officers for a member firm. Anyone who seeks employment as a head compliance officer or who will be managing more… …

    Investment dictionary

  • 70 Series 27 — A securities license entitling the holder to become a chief financial officer for a FINRA member firm. The Series 27 exam is a FINRA exam designed to challenge the test taker s knowledge of issues related to CFO responsibilities, such as… …

    Investment dictionary

  • 71 Series 28 — An exam given by the Financial Industry Regulatory Authority (FINRA) for people seeking to become licensed record keepers or operations principals for FINRA member broker/dealers or securities custodians. The Series 28 exam tests knowledge on how …

    Investment dictionary

  • 72 Series 39 — A two hour exam offered by the Financial Industry Regulatory Authority (FINRA) that tests a person s knowledge of how direct participation programs (DPPs) are structured, how to manage registered representatives within a broker/dealer, and the… …

    Investment dictionary

  • 73 Series 52 — An exam offered by the Financial Industry Regulatory Authority (FINRA) and overseen by the Municipal Securities Rulemaking Board (MSRB). The Series 52 qualifies a financial professional to become a licensed municipal securities representative.… …

    Investment dictionary

  • 74 Series 62 — An exam administered by the Financial Industry Regulatory Authority (FINRA) for financial professionals seeking to become limited registered representatives for corporate equities and corporate debt securities. It tests an individual s knowledge… …

    Investment dictionary

  • 75 series — [17] Latin seriēs (from which English got series) denoted a ‘succession of things connected together’. It was derived from serere ‘connect’, which has also given English assert and insert [16]. Serial [19] was coined specifically with reference… …

    The Hutchinson dictionary of word origins

  • 76 series — noun (plural same) 1》 a number of similar or related things coming one after another.     ↘a set of books, periodicals, etc., published in a common format.     ↘a set of stamps, banknotes, or coins issued at a particular time. 2》 a sequence of… …

    English new terms dictionary

  • 77 series — noun 1) a series of lectures Syn: succession, sequence, string, chain, run, round; spate, wave, rash; set, course, cycle; row, line; formal concatenation 2) a new TV series …

    Thesaurus of popular words

  • 78 series — serija statusas T sritis Kūno kultūra ir sportas apibrėžtis Vienodų arba turinčių bendrų požymių darbų, veiksmų, įvykių, reiškinių grupė, eilė (pvz., metimų serija, pratimų serija). kilmė lot. series – eilė atitikmenys: angl. series vok. Serie, f …

    Sporto terminų žodynas

  • 79 series — [17] Latin seriēs (from which English got series) denoted a ‘succession of things connected together’. It was derived from serere ‘connect’, which has also given English assert and insert [16]. Serial [19] was coined specifically with reference… …

    Word origins

  • 80 Séries — Série Voir « série » sur le Wiktionnaire …

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