Windows NT 3.1

Windows NT 3.1
Windows NT 3.1
Part of the Microsoft Windows family
Windows NT 3.1 logo.svg
Windows NT 3.1.png
Screenshot of Windows NT 3.1
Release date 27 July 1993[info]
Current version 3.1 (Build 528: Service Pack 3) (November 10, 1994; 17 years ago (1994-11-10))[info]
Source model Closed source
License MS-EULA
Kernel type Hybrid
Platform support IA-32, Alpha, MIPS
Support status
Unsupported as of 31 December 2000[1][2]

Windows NT 3.1 is the first release of Microsoft's Windows NT line of server and business desktop operating systems, and was released to manufacturing on 27 July 1993. The version number was chosen to match the one of Windows 3.1, the then-latest operating environment from Microsoft, on account of the similar visual appearance of the user interface. Two editions of NT 3.1 were made available, Windows NT 3.1 and Windows NT Advanced Server. It was succeeded by Windows NT 3.5 in September 1994.

It could run on Intel x86, DEC Alpha, and MIPS R4000 CPUs.



Development of Windows NT started in November 1988, after Microsoft hired a group of developers from Digital Equipment Corporation led by Dave Cutler. Many elements of the design reflect earlier DEC experience with VMS and RSX-11. The operating system was designed to run on multiple instruction set architectures and multiple hardware platforms within each architecture. The platform dependencies are largely hidden from the rest of the system by a kernel mode module called the HAL.

Windows NT was originally intended to be OS/2 3.0, the third version of the operating system developed jointly by Microsoft and IBM. When Windows 3.0 was released in May 1990, it was so successful that Microsoft decided to change the primary application programming interface for the still-unreleased NT OS/2 (as it was then known) from an extended OS/2 API to an extended Windows API. This decision caused tension between Microsoft and IBM, and the collaboration ultimately fell apart. IBM continued OS/2 development alone, while Microsoft continued work on the newly-renamed Windows NT.

The first public demonstration of Windows NT, at the time called "Windows Advanced Server for LAN Manager", was at a developer conference in August 1991,[3] and the product was formally announced at the Spring 1993 COMDEX in Atlanta, Georgia.

Application programming interfaces in Windows NT are implemented as subsystems atop the undocumented Native API; it was this that allowed the late adoption of the Windows API. Windows NT was the first operating system by Microsoft to use Unicode internally. Windows NT introduced the Win32 API, a 32-bit implementation of the 16-bit Windows API. Most 16-bit Windows applications could be ported to the new system with minimal changes and a recompile. Win32 also provided native API support for many new features, such as networking and multithreading.

The project had a codename of just "NTOS", which is preserved in the filename of the Windows NT kernel, ntoskrnl.exe. Since it was targeted to become the next version of OS/2, a more official name of the project was "NT OS/2". This name is preserved up to now in some Windows NT driver development kit files.

System support

NT was designed from the ground up to be portable to other platforms. All kernel and subsystem code was written in C and C++. Any differences in core hardware architecture that could not be resolved by a simple recompile (e.g., memory architecture, multi/uniprocessor support) were offloaded to the HAL.

Also, NT's boot architecture borrowed heavily from the ARC initiative, particularly on non-x86 platforms.


Originally, NT was targeted at the Intel i860 CPU, codenamed N10 (or "N-Ten"). However, the i860 was "horribly behind schedule", so the NT team used an emulator before i860 prototype systems designed in-house (code-named Dazzle) were available. Support for the other platforms followed later and no public release of NT for i860 systems was made. The rationale for targeting the i860 first was to improve portability and avoid producing an x86-centric design.[4]


NT 3.1 supported the Intel x86 32-bit family (80386 and later). Compared to 16-bit Windows 3.x, NT's driver support was somewhat limited. Windows NT 3.1 is the only version of Windows NT that supports multiprocessor 386-based machines.[5]


Windows NT also supported the MIPS R4000 processor; specifically MIPS systems following the Advanced RISC Computing (ARC) specification.


Early in the NT beta cycle, support was added for the DEC Alpha processor. However, because the Alpha itself was delayed, Microsoft's developers did not have access to production Alpha machines to develop on until shortly before NT shipped. Consequently, NT did not initially ship with Alpha support out of the box: the first packages of NT included a mail-in coupon to receive a free CD of NT 3.1 with Alpha support.

Application compatibility

16-bit Windows

Windows NT provided a 16-bit compatibility subsystem, called "Windows on Windows" (aka WOW), which allowed most Windows 3.x applications to run unmodified on NT. Applications which made direct access to hardware, or depended on DOS-level drivers, were not supported.

In NT 3.1, all 16-bit applications ran within a single WOW process. This meant that a single badly behaving 16-bit application could shut down the WOW session (and any other 16-bit applications running). However, the operating system itself was insulated, so the WOW process could simply be killed and restarted — a significant step forward for Windows' stability.

32-bit Windows

NT also introduced Win32, a 32-bit implementation of the Windows API. This permitted many 16-bit Windows applications to be recompiled for the system with minimal changes. Win32 also allowed the growing body of 16-bit Windows programmers to leverage their skills on the new system. The Win32 API was maintained (with some modifications) with Windows 95, further solidifying its role as Microsoft transitioned users off of the 16-bit platform.

Win32 is a comprehensive API, offering OS services ranging from memory management to UI access. NT prevents all user-level applications from directly accessing hardware. This increases system reliability, at the cost of performance. However, this also means that virtually all Win32 applications relied exclusively on the C/C++ Win32 API; the upshot is that porting such an application to another NT-supported system architecture (e.g., moving from x86 NT to MIPS NT) usually required no more than a recompile (some applications might require minor tweaking, such as if assumptions were made in code about endianness).


Though "NT OS/2" was finally released as "Windows NT", it is largely compatible with HPFS disk volumes and the x86 version supports character-mode 16-bit OS/2 applications. Many of the OS/2 APIs (particularly NetBIOS/LANMan networking APIs) already existed in almost identical forms in both 16-bit OS/2 and DOS/Windows, so these were incorporated into the Win32 API. For most 16-bit OS/2 programs, minimal code changes were necessary to recompile as NT console applications.

OS/2 and Windows also share the concept of Dynamic-Link Libraries (DLLs). Although the implementation varies somewhat between Windows and OS/2 DLLs, this additional similarity meant that even complex OS/2 applications could usually be converted to NT with little change to the overall design.


Windows NT 3.1 included a subsystem that was minimally POSIX-compatible. This was added largely to help spur sales in US government contracts, as many government agencies mandated POSIX compatibility for consideration.

Note that POSIX compatibility is an API-level requirement. That is, one POSIX operating system won't necessarily be able to execute binary files compiled for a different system, even though both are POSIX compliant. POSIX simply specifies that the source code should compile correctly for each system.

The POSIX subsystem in NT 3.1 primarily provided support for UNIX-style file system permissions and long filenames (including permitting filename characters that are otherwise illegal for Windows files, and denying some that are normally legal).

Internet Explorer

Microsoft offered Internet Explorer starting with IE2, and released up to Internet Explorer 5.0 for Windows NT 3.x. Also, a IE 1.5 supported NT, but this patch was actually released after IE2 came out.


  • Windows NT
  • Windows NT Advanced Server


NT 3.1 included support for three network protocols: NBF (using the NetBEUI API), TCP/IP, and DLC.

NetBIOS Frames protocol

At the time of NT's release, NetBIOS Frames protocol (NBF) was the most common protocol on Microsoft LAN Manager/IBM LAN Server networks. In NT 3.1, it was the only supported protocol for networking with legacy LAN Manager networks, as well as other NT systems. Using NBF, NT could participate in file/print sharing, and NT Advanced Server could act as a Domain Controller (even sharing DC duties with OS/2 LAN Manager servers).


Windows NT 3.1 was the first Windows operating system to include TCP/IP support as standard. The TCP/IP stack used was SpiderTCP, developed by Spider Systems. This was replaced in NT 3.5 with a new stack developed in-house.[6]

The TCP/IP stack included WinSock and STREAMS support, but it was not supported for networking among Microsoft LAN Manager or NT systems. Also, DHCP was not available, so IP addresses had to be manually configured. Support for NBT, DHCP, and WINS was added in NT 3.5.

Data Link Control

Data Link Control (DLC) was supported as a transport protocol for the purpose of communicating with network printers, such as those using an HP JetDirect interface. It could also be used by Microsoft SNA Server for communication with IBM mainframe systems.

Further reading

  • G. Pascal Zachary (1994). "Show Stopper!: The Breakneck Race to Create Windows NT and the Next Generation at Microsoft", Free Press, ISBN 0-02-935671-7


External links

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