Article Four of the United States Constitution

Article Four of the United States Constitution

Article Four of the United States Constitution relates to the states. It provides for the responsibilities states have to each other, and the responsibilities the federal government has to the states. Furthermore, it provides for the admission of new states and the changing of state boundaries.

: Full faith and credit

"See main article: Full Faith and Credit Clause"

"Full Faith and Credit shall be given in each State to the public Acts, Records, and judicial Proceedings of every other State. And the Congress may by general Laws prescribe the Manner in which such Acts, Records and Proceedings shall be proved, and the Effect thereof."

The first Section of the Article requires states to give "full faith and credit" to the public acts, records and court proceedings of other states. Congress is permitted to regulate the manner in which proof of such acts, records or proceedings may be admitted.

In "Mills v. Duryee", ussc|Source=j|11|481|1813|Cranch|7, the United States Supreme Court ruled that the merits of the case, as determined by courts of one state, had to be recognized by the courts of other states. It was ruled, then, that state courts may not reopen cases whose merits have been conclusively determined by courts of other states. In a later case, Chief Justice John Marshall suggested that the judgment of one state court had to be recognized by other states' courts as final. Marshall's suggestion was not followed, however, when the Supreme Court decided "McElmoyle v. Cohen", ussc|Source=j|38|312|1839|Pet.|13. In that case, one party had obtained judgment in South Carolina and sought to enforce it in Georgia. Georgia law, however, had a statute of limitations that purported to bar actions on judgments if a certain amount of time had passed since they were rendered by the court. The court upheld Georgia's refusal to enforce the South Carolina judgment. It found that out-of-state judgments are subject to the laws and procedures of the states in which they are enforced, notwithstanding any priority accorded in the states in which they are pronounced.

: Obligations of states

Clause 1: Privileges and Immunities

"The Citizens of each State shall be entitled to all Privileges and Immunities of Citizens in the several States."

Clause One of Section Two requires interstate protection of "privileges and immunities". The ambiguity of the clause has given rise to a number of different interpretations. Some contended that the clause requires Congress to equally treat all citizens. Others suggested that citizens of states carry forward the rights accorded by their home states when traveling in other states. Neither of these theories has been endorsed by the Supreme Court, which has instead held that the clause means that states may not discriminate against citizens of other states in favor of its own citizens. In "Corfield v. Coryell", 6 F. Cas. 546 (C.C.E.D. Pa. 1823), the Supreme Court held that privileges and immunities in respect of which discrimination is barred include “protection by the Government; the enjoyment of life and liberty ... the right of a citizen of one State to pass through, or to reside in any other State, for purposes of trade, agriculture, professional pursuits, or otherwise; to claim the benefits of the writ of habeas corpus; to institute and maintain actions of any kind in the courts of the State; to take, hold and dispose of property, either real or personal; and an exemption from higher taxes or impositions than are paid by the other citizens of the State.” Most other benefits were held not to be protected privileges and immunities. In the aforementioned "Corfield v. Coryell", the Supreme Court sustained a New Jersey law giving state residents the exclusive right to gather clams and oysters.

Clause 2: Extradition of fugitives

"A Person charged in any State with Treason, Felony, or other Crime, who shall flee from Justice, and be found in another State, shall on demand of the executive Authority of the State from which he fled, be delivered up, to be removed to the State having Jurisdiction of the Crime."

Clause Two requires that fugitives from Justice may be extradited on the demand of executive authorities the states from which they flee. The Supreme Court has held that it is not compulsory for the fugitive to have fled after an indictment was found but only that the fugitive have fled after having committed the crime. The Constitution provides for the extradition of fugitives who have committed "treason, felony or other crime." It has been held that such a phrase incorporates all acts prohibited by the laws of a state, including misdemeanors and petty offenses.

In "Kentucky v. Dennison", ussc|Source=j|66|65|1861|How.|24, the Supreme Court held that the federal courts may not, through the issue of writs of mandamus, compel state Governors to surrender fugitives. The decision was, however, overruled by "Puerto Rico v. Branstad", ussc|483|219|1987; now, the federal courts may require the extradition of fugitives. [ussc|483|219|1987 (“"Kentucky v. Dennison" is the product of another time. The conception of the relation between the States and the Federal Government there announced is fundamentally incompatible with more than a century of constitutional development.”)] Alleged fugitives generally may not challenge extradition proceedings. The motives of the governor demanding the extradition may not be questioned. The accused cannot defend himself against the charges in the extraditing state; he must do so in the courts of the state receiving him. It has, however, been determined that the accused may prevent extradition by offering clear evidence that he was not in the state he allegedly fled from at the time of the crime. ["Hyatt v. People ex rel. Corkran", ussc|188|691|1903 (“We are of opinion that, as the relator showed…he was not within the state of Tennessee at the times stated in the indictments found in the Tennessee court, nor at any time when the acts were, if ever, committed, he was not a fugitive from justice within the meaning of the Federal statute upon that subject…”)] There is no constitutional requirement that extradited fugitives be tried only for the crimes named in the extradition proceedings.

Fugitives brought to states by means other than extradition may be tried, even though the means of the conveyance was unlawful, as the Supreme Court ruled in "Mahon v. Justice", ussc|Source=j|127|700|1888. In that case, a body of armed men from Kentucky forcibly took, without a warrant, a man in West Virginia to bring him back to the former state for formal arrest and trial.

Clause 3: Extradition of laborers

"No Person held to Service or Labour in one State, under the Laws thereof, escaping into another, shall, in Consequence of any Law or Regulation therein, be discharged from such Service or Labour, But shall be delivered up on Claim of the Party to whom such Service or Labour may be due."

When first adopted, this clause applied to fugitive slaves, and required that they be extradited upon the claims of their enslavers. This practice was eliminated when the Thirteenth Amendment abolished slavery. However, the clause still potentially applies to other laborers. As the U.S. Supreme Court has explained, "not all situations in which labor is compelled by physical coercion or force of law violate the Thirteenth Amendment." ["United States v. Kozminski", [ 487 U.S. 931, 943] (1988).] During the Civil War, in 1864, an effort to repeal this clause of the Constitution failed. [The vote in the House was 69 for repeal, and 38 against, which was short of the two-to-one vote required to amend the Constitution. See the [ "Congressional Globe"] , 38th Cong., 1st Sess., 1325 (1864).]

: New states and federal property

Clause 1: New states

"New States may be admitted by the Congress into this Union; but no new States shall be formed or erected within the Jurisdiction of any other State; nor any State be formed by the Junction of two or more States, or parts of States, without the Consent of the Legislatures of the States concerned as well as of the Congress."

Congress is empowered by Section Three to admit new states to the Union. No state, however, may be formed within the jurisdiction of another, or by the joining of different states or parts of different states, without the consent of all state legislatures concerned. The Constitution does not require that states be admitted on an "equal footing" with the original states. In fact, the Constitutional Convention rejected a proposal requiring the equality of the new states. Congress nevertheless included an equality clause in the acts of admission of states. Congressional restrictions on the equality of states, even when those limitations have been found in the acts of admission, have been held void by the Supreme Court. For instance, the Supreme Court struck down a provision which limited the jurisdiction of the state of Alabama over navigable waters within the state. The Court held, “Alabama is, therefore, entitled to the sovereignty and jurisdiction over all the territory within her limits ... to maintain any other doctrine, is to deny that Alabama has been admitted into the union on an equal footing with the original states ... to Alabama belong the navigable waters and soils under them.” The doctrine, however, can also be applied to the detriment of states, as occurred with Texas. Prior to admission to the Union, Texas, an independent nation, controlled water within three miles of the coast, the normal limit for nations. Under the equal footing doctrine, however, Texas was found not to have control over the three-mile belt after admission into the Union, since the original states did not at the time of joining the union control such waters. Instead, Texas was found to have surrendered, by entering the Union, control over the water and the soil under it to Congress. Under the Submerged Lands Act of 1953, Congress returned maritime territory to some states, but not to others; the Act was sustained by the Supreme Court.

During the Civil War, the mountainous western parts of Virginia did not go along with a [ state convention's decision to secede from the Union] . This region separated from Virginia and formed a new state government which President Lincoln immediately recognized. In 1863, this new state legislature carved out a piece of Virginia for itself and, with Congressional approval, formed a new state, West Virginia. The Supreme Court ruled in favor of West Virginia's actions in 1870, after the Civil War, in "Virginia v. West Virginia", ussc|78|39|1870.

The question of leaving the Union is not addressed by the Constitution. In "Texas v. White", ussc|74|700|1869, however, the Supreme Court ruled that states could not unilaterally secede from the Union. The Court suggested that the Constitution ordained the "perpetuity and indissolubility of the Union." Even though a majority of the citizens of Texas voted to secede in a referendum, the secession ordinance passed by the state legislature during the Civil War was held void.

Clause 2: Federal property and the Territorial Clause

"Main article: Territorial Clause"

"The Congress shall have power to dispose of and make all needful Rules and Regulations respecting the Territory or other Property belonging to the United States; and nothing in this Constitution shall be so construed as to Prejudice any Claims of the United States, or of any particular State."

Section Three also permits Congress to dispose of and legislate for all territories and properties belonging to the United States. Pursuant to a parallel clause in Article One, Section Eight, such authority is "exclusive": for example, the Supreme Court has held that states may not tax such federal property.

: Obligations of the United States

Clause 1: Republican government

"The United States shall guarantee to every State in this Union a Republican Form of Government..."

This clause, sometimes referred to as the Guarantee Clause, while somewhat obscure today, has historically been a part of the debate about the rights of citizens vis-a-vis state governments. No explanation is offered in the Constitution as to what constitutes a republican government, however the Federalist Papers give us a keen insight as to the intent of the Founders. A Republican form of government is meant to distinguish its institutional function from a pure democracy, which the Founding Fathers abhorred. Here is a quote by James Madison regarding that subject:

A pure democracy is unwieldy, dangerous in its passion, and subject to mob rule thereby lending itself to instability and violence. 'Democracies have ever been spectacles of turbulence and contention; have ever been found incompatible with personal security, or the rights of property; and have, in general, been as short in their lives as they have been violent in their deaths.'—James Madison 1

A crisis in 1840s Rhode Island, the Dorr Rebellion, forced the Supreme Court to rule on the meaning of this clause. At the time, the state constitution was the old royal charter established in the 17th century, under which most free white males in the state were disenfranchised; an attempt to hold a popular convention to write a new constitution was declared insurrection by the charter government, and the convention leaders were arrested. One of them brought suit in federal courts, arguing that Rhode Island's government was not "republican" in character, and that his arrest (along with all of the government's other acts) were invalid. In "Luther v. Borden", ussc|48|1|1849, the Court rejected the notion that the "republican-ness" of states lay within the purview of judicial review, holding that “it rests with Congress to decide what government is the established one in a State ... as well as its republican character.” In effect, it held the clause to be non-justiciable.

The ruling did leave it open to Congress to establish guidelines for the republican nature of state governments, however, which became an important part of the initial phases of Reconstruction after the American Civil War. The Radical Republican-led Congress viewed this clause as a tool to shape the governments of the reconquered southern states: they argued that any state that did not offer equality before the law and suffrage for former slaves could not be considered truly "republican," and thus could be denied Congressional representation. [Eric Foner, "A Short History of Reconstruction" (Harper & Row, 1990), 105-6.] With the passage of the Fourteenth and Fifteenth Amendments, the power of the federal government to safeguard these rights was explicitly added to the Constitution, and this interpretation of Section Four became moot. Indeed, when the Supreme Court revisited some of the territory covered by "Luther v. Borden" in cases like "Baker v. Carr", ussc|369|186|1962, the Fourteenth Amendment's equal protection clause was the basis of its changed decisions.

The establishment of a monarchy, even a constitutional one, by any state appears to be barred by Section 4.

The guarantee of a republican government has been asserted by many advocates to prohibit the use of direct democracy procedures in the states. The use of the initiative, referendum, and recall are all tools of "direct democracy," that allow the electorate to exercise legislative power independently from their republican representatives. The Supreme Court faced a challenge to the use of statewide initiatives in "Pacific States Telephone and Telegraph Company v. Oregon", ussc|223|118|1912. In that case, the Court held that challenges to a state's republican character are non-justiciable political questions, and that the decision of whether a state is "republican" in conformance with the guarantee clause may be decided only by Congress, and the Court would not get involved. This stance remains true today, and each time Congress accepts representatives to the House and Senate, it is implicitly acknowledging the legitimacy and republican nature of the state from which the representatives were elected.

Clause 2: Protection from invasion and domestic violence

"... and [The United States] shall protect each of them [the States] against Invasion; and on Application of the Legislature, or of the Executive (when the Legislature cannot be convened) against domestic Violence."

Section Four also requires the United States to protect each state from invasion, and, upon the application of the state legislature (or executive, if the legislature cannot be convened), from domestic violence. This provision supplied the basis for President Grover Cleveland's controversial dispatch of Federal troops during the Pullman Strike. Pursuant to the clause, Congress has authorized the President through the Insurrection Act to call up the state militia to suppress insurrections and repel invasions.

Notes and references

External links

* [ Kilman, Johnny and George Costello (Eds). (2000). "The Constitution of the United States of America: Analyis and Interpretation."]
* [ CRS Annotated Constitution: Article 4]

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