History of fantasy

Though the fantasy genre in its modern sense is less than two centuries old, its antecedents have a long and distinguished history. Elements of the supernatural and the fantastic were an element of literature from its beginning. The hallmarks that distinguish the modern genre from tales that merely contain fantastic elements are the logic of the fantasy workings, the acknowledged fictitious nature of the work, and the authorship of the elements, rather than their source in folklore.

Works in which the marvels were not necessarily believed, or only half-believed, such as the European romances of chivalry and the tales of the "Arabian Nights", slowly evolved into works that showed these traits. Such authors as George MacDonald created explicitly fantastic works.

The publication of "The Lord of the Rings" by J. R. R. Tolkien created an enormous influence on the writing of the field, establishing the form of epic fantasy and also did much to establish the genre of fantasy as commercially distinct and viable.

Differences between fantasy and earlier fantastic works

Even the most fantastic myths, legends and fairy tales differ from modern fantasy genre in three respects:Modern genre fantasy postulates a different reality, either a fantasy world separated from ours, or a hidden fantasy side of our own world. In addition, the rules, geography, history, etc. of this world tend to be defined, even if they are not described outright. Traditional fantastic tales take place in our world, often in the past or in far off, unknown places. It seldom describes the place or the time with any precision, often saying simply that it happened "long ago and far away." (A modern, rationalized analog to these stories can be found in the Lost World tales of the 19th and 20th centuries.)

The second difference is that the supernatural in fantasy is by design fictitious. In traditional tales the degree to which the author considered the supernatural to be real can span the spectrum from legends taken as reality to myths understood as describing in understandable terms more complicated reality, to late, intentionally fictitious literary works.Michael Moorcock, "Wizardry & Wild Romance: A Study of Epic Fantasy" pp 24-25 ISBN 1-932265-07-4]

Finally, the fantastic worlds of modern fantasy are created by an author or group of authors, often using traditional elements, but usually in a novel arrangement and with an individual interpretation. Traditional tales with fantasy elements used familiar myths and folklore, and any differences from tradition were considered variations on a theme; the traditional tales were never intended to be separate from the local supernatural folklore. Transitions between the traditional and modern modes of fantastic literature are evident in early Gothic novels, the ghost stories in vogue in the 19th century, and Romantic novels, all of which used extensively traditional fantastic motifs, but subjected them to authors' concepts.

By one standard, no work created before the fantasy genre was defined can be considered to belong to it, no matter how many fantastic elements it includes. By another, the genre includes the whole range of fantastic literature, both the modern genre and its traditional antecedents, as many elements which were treated as true (or at least not obviously untrue) by earlier authors are wholly fictitious and fantastic for modern readers. But even by the more limited definition a full examination of the history of the fantastic in literature is necessary to show the origins of the modern genre. Traditional works contain significant elements which modern fantasy authors have drawn upon extensively for inspiration in their own works.

The history of French " _fr. fantastique" literature is covered in greater detail under "Fantastique".

Development of fantasy

Romances

With increase in learning in the middle of the medieval European era, there appeared beside earlier myths and legends also literary fiction. Among the first to appear was the genre of romance. This genre embraced fantasy, and not only simply followed traditional myths and fables, but, in its final form, boldly created new marvels from the whole cloth. [Colin Manlove, "Christian Fantasy: from 1200 to the Present" p 12 ISBN 0-268-00790-X] Romance at first dealt with traditional themes, above all three thematic cycles of tales, assembled in imagination at a late date as the Matter of Rome (actually centered on the life and deeds of Alexander the Great), the Matter of France (Charlemagne and Roland, his principal paladin) and the Matter of Britain (the lives and deeds of King Arthur and the Knights of the Round Table, within which was incorporated the quest for Holy Grail).

The romances themselves were not entirely believed, but such tales as "Valentine and Orson", "Guillaume de Palerme", and "Queste del Saint Graal" were only the beginning of the fantasy genre, not fully removed from belief.During Renaissance romance continued to be popular. The trend was to more fantastic fiction. The English "Le Morte d'Arthur" by Sir Thomas Malory (c.1408–1471), was written in prose; this work dominates the Arthurian literature, often being regarded as the canonical form of the legend. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Malory, (Sir) Thomas" p 621, ISBN 0-312-19869-8] Arthurian motifs have appeared steadily in literature from its publication, though the works have been a mix of fantasy and non-fantasy works. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Arthur" p 60-1, ISBN 0-312-19869-8] At the time, it and the Spanish "Amadis de Gaula" (1508), (also prose) spawned many imitators, and the genre was popularly well-received, producing such masterpiece of Renaissance poetry as Ludovico Ariosto's "Orlando furioso" and Torquato Tasso's "Gerusalemme Liberata". Ariosto's tale, with its endlessly wandering characters, many marvels, and adventures, was a source text for many fantasies of adventure. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Ariosto, Lodovico" p 60-1, ISBN 0-312-19869-8] With such works as "Amadis of Gaul" and "Palmerin of England", the genre of fantasy was clearly inaugurated, as the marvels are deployed to amaze and surprise readers.

One English romance is "The Faerie Queene" of Edmund Spenser. The poem is deeply allegorical and allusive, Leaving allegory aside, however, the action is that of a typical knightly romance, involving knightly duels, and combats against giants and sorcerers. That is probably the first work in which most of the characters are not men, but elves (although the difference seems to be rather little). There are mentioned also the wars between goblins and elves, which were destined to have a great future in fantastic fiction.

The tale of "Don Quixote" deeply satirized the conventions of the romance, and helped bring about the end of this time of romance, although assisted by other historical trends in fiction.L. Sprague de Camp, "Literary Swordsmen and Sorcerers: The Makers of Heroic Fantasy", p 9-11 ISBN 0-87054-076-9] Nevertheless, large subgenres of the field of fantasy have sprung from the romance genre, either directly or through their imitation by latter fantasy writer William Morris. [L. Sprague de Camp, "Literary Swordsmen and Sorcerers: The Makers of Heroic Fantasy", p 26 ISBN 0-87054-076-9]

The Enlightenment

Literary fairy tales, such as were written by Charles Perrault, and Madame d'Aulnoy, became very popular, early in this era. Many of Perrault's tales became fairy tale staples, and influenced latter fantasy as such. Indeed, when Madame d'Aulnoy termed her works "contes de fée" (fairy tales), she invented the term that is now generally used for the genre, thus distinguishing such tales from those involving no marvels. [Jack Zipes, "The Great Fairy Tale Tradition: From Straparola and Basile to the Brothers Grimm", p 858, ISBN 0-393-97636-X] This would influence later writers, who took up the folk fairy tales in the same manner, in the Romantic era.

This era, however, was notably hostile to fantasy. Writers of the new types of fiction such as Defoe, Richardson, and Fielding were realistic in style, and many early realistic works were critical of fantasical elements in fiction. [Lin Carter, ed. "Realms of Wizardry" p xiii-xiv Doubleday and Company Garden City, NY, 1976] Aside from a few tales of witchcraft and ghost stories, very little fantasy was written during this time.

In one respect, this was an essential stage in the development of fantasy as a "genre". The development of a realistic genre ensured that fantasy could be defined as a distinct type, in contrast.

Romanticism

In reaction to Enlightenment's cult of Reason, Romanticism highly prized the supernatural, tradition and imagination, together with the age in which they were supposed to rule - Middle Ages. These traits readily borrowed traditional elements of the fantastic. The Romantics invoked the medieval romance as justification for the works they wanted to produce, in distinction from the realistic pressure of the Enlightenment; these were not always fantastic, sometimes being merely unlikely to happen, but the justification was used even from fantasy. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Romance", p 821 ISBN 0-312-19869-8]

One of the first literary results of this fascinations was Gothic novel, a literary genre that began in Britain with The Castle of Otranto (1764) by Horace Walpole. It is the predecessor to both modern fantasy and modern horror fiction and, above all, has led to the common definition of "gothic" as being connected to the dark and horrific. Prominent features of gothic novels included terror, mystery, the supernatural, ghosts, haunted buildings, castles, trapdoors, doom, death, decay, madness, hereditary curses, and so on. The fanastic, dream-like atmosphere pervaded the genre at this point. [Stephen Prickett, "Victorian Fantasy" p 14 ISBN 0-253-17461-9] Gothic tales permitted, but did not require, an element of the supernatural. Some stories appeared to contain such elements and then explained them away. The genre straddled the border between fantasy and non-fantasy, but many elements from it, particularly the houses of particular import, being ancient, owned by nobles, and often endowed with legends, were incorporated in modern fantasy. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Gothic fantasy", p 424 ISBN 0-312-19869-8]

Of particular importance to the development of the genre was that the Gothic writers used novelistic techniques, such as Defoe was using, rather than the literary style of the romance, and also began to use the landscape for purposes of expressing the characters' moods. [Michael Moorcock, "Wizardry & Wild Romance: A Study of Epic Fantasy" p 36 ISBN 1-932265-07-4]

On the other hand, the Gothic still held back the pure fantasy. In "The Castle of Otranto", Walpole presented the work as a translation; the fictious original author is therefore responsible for its fantasical elements, which Walpole distances himself from. [Farah Mendelesohn, "Rhetorics of Fantasy", p 121-2, ISBN 0-8195-6868-6]

Modern fantasy

The modern fantasy genre first took root during the 18th century with the increased popularity of fictional travelers' tales, influencing and being influenced by other early forms of speculative fiction along the way, finally unfurling in the 19th century from a literary tapestry of fantastic stories and gaining recognition as a distinct genre (mainly due to the nigh-ubiquitous recession of fantastic elements from "mainstream" fiction) in the late 1800s.

Early modern fantasy

In the early Victorian era, stories continued to be told using fantastic elements, less believed in. Charles Dickens wrote "A Christmas Carol", using novelistic characterization to make his ghost story plausible;Stephen Prickett, "Victorian Fantasy" p 56-59 ISBN 0-253-17461-9] Scrooge at first doubts the reality of the ghosts, suspecting them his own imagination, an explanation that is never conclusively refuted.

The literary fairy tale, begun with Giovanni Francesco Straparola and Giambattista Basile and developed by the Charles Perrault and the French précieuses continued in the hands of such authors as William Makepeace Thackeray, but "The Rose and the Ring" showed many elements of parody.Stephen Prickett, "Victorian Fantasy" p 66-67 ISBN 0-253-17461-9] Hans Christian Andersen, however, initiated a new style of fairy tales, original tales told in seriousness. From this origin, John Ruskin wrote "The King of the Golden River", a fairy tale that uses new levels of characterization, creating in the South-West Wind an irascible but kindly character similar to the latter Gandalf.

It was in the late 1800s and early 1900s, that modern fantasy genre first truly began to take shape. The history of modern fantasy literature begins with George MacDonald, the Scottish author of such novels as "The Princess and the Goblin" and "Phantastes" the latter of which is widely considered to be the first fantasy novel ever written for adults. MacDonald was a major influence on both J. R. R. Tolkien and C.S. Lewis. Their literary group, The Inklings was originally created for the purpose of studying MacDonald's work and creating new writings in the author's style.Fact|date=May 2007The other major fantasy author of this era was William Morris, a socialist, an admirer of Middle Ages, a reviver of British handcrafts and a poet, who wrote several fantastic romances and novels in the latter part of the century, of which the most famous was "The Well at the World's End". He was deeply inspired by the medieval romances and sagas; his style was deliberately archaic, based on medieval romances.Lin Carter, ed. "Realms of Wizardry" p 2 Doubleday and Company Garden City, NY, 1976] In many respects, Morris was an important milestone in the history of fantasy, because, while other writers wrote of foreign lands, or of dream worlds, Morris's works were the first to be sent in an entirely invented world: a fantasy world. [Lin Carter, ed. "Kingdoms of Sorcery", p 39 Doubleday and Company Garden City, NY, 1976]

These fantasy worlds were part of a general trend. This era began a general trend toward more self-consistent and substantive fantasy worlds.Colin Manlove, "Christian Fantasy: from 1200 to the Present" pp 210-212 ISBN 0-268-00790-X] Earlier works often feature a solitary individual whose adventures in the fantasy world are of personal significiance, and where the world clearly exists to give scope to these adventures, and later works more often feature characters in a social web, where their actions are to save the world and those in it from peril. In "Phantastes", for instance, George MacDonald has a mentor-figure explain to the hero that the moral laws are the same in the world he is about to enter as in the world he came from; this lends weight and importance to his actions in this world, however fantastical it is. [Stephen Prickett, "Victorian Fantasy" p 182 ISBN 0-253-17461-9]

Authors such as Edgar Allan Poe and Oscar Wilde (in "The Picture of Dorian Grey") also developed fantasy, in the telling of horror tales, [Stephen Prickett, "Victorian Fantasy" p 98-9 ISBN 0-253-17461-9] a separate branch of fantasy that was to have great influence on H. P. Lovecraft and other writers of dark fantasy.

Despite MacDonald's future influence, and Morris' popularity at the time, it was not until the turn of the century that fantasy fiction began to reach a large audience, with authors such as Lord Dunsany who, following Morris's example, wrote fantasy novels, but also in the short story form. He was particularly noted for his vivid and evocative style. His style greatly influenced many writers, not always happily; Ursula K. Le Guin, in her essay on style in fantasy "From Elfland to Poughkeepsie", wryly referred to Lord Dunsany as the "First Terrible Fate that Awaiteth Unwary Beginners in Fantasy", alluding to young writers attempting to write in Lord Dunsany's style. [Ursula K. LeGuin, "From Elfland to Poughkeepsie", p 78-9 "The Language of the Night" ISBN 0-425-05205-2]

H. Rider Haggard developed the conventions of the Lost World sub-genre, which sometime included fantasy works as in Haggard's own "She".Lin Carter, ed. "Realms of Wizardry" p 64 Doubleday and Company Garden City, NY, 1976] With Africa still largely unknown to European writers, it offered scope to this type. Other writers, including Edgar Rice Burroughs and Abraham Merritt, built on the convention.

Several classic children's fantasies such as "Peter Pan" and "The Wonderful Wizard of Oz" were also published around this time. Indeed, in the earlier part of the 20th century, C.S. Lewis noted that fantasy was more accepted in juvenile literature, and therefore a writer interested in fantasy often wrote in it to find an audience. [C.S. Lewis, "On Juvenile Tastes", p 41, "Of Other Worlds: Essays and Stories", ISBN 0-15-667897-7]

E.R. Eddison, another influential writer, wrote near the end of this era. He drew inspiration from Northern sagas, as Morris did, but his prose style was modeled more on Tudor and Elizabethan English, and his stories were filled with vigorous characters in glorious adventures. [Lin Carter, ed. "Kingdoms of Sorcery", p 39 Doubleday and Company Garden City, NY, 1976] His characters were often of great ability and noble, if not royal, birth. These characters have been admired for his work in making his villains, particularly, more vivid characters than Tolkien's. [Michael Moorcock, "Wizardry & Wild Romance: A Study of Epic Fantasy" p 47 ISBN 1-932265-07-4] Others have observed that while it is historically accurate to depict the great of the world trampling on the lower classes, his characters often treat their subjects with arrogance and insolence, and this is depicted as part of their greatness. [L. Sprague de Camp, "Literary Swordsmen and Sorcerers: The Makers of Heroic Fantasy", p 132-3 ISBN 0-87054-076-9] Indeed, at the end of "The Worm Ouroboros", the heroes, finding peace dull, pray for and get the revival of their enemies, so that they may go and fight them again, regardless of the casualties that such a war would have. [L. Sprague de Camp, "Literary Swordsmen and Sorcerers: The Makers of Heroic Fantasy", p 116 ISBN 0-87054-076-9]

At this time, the terminology for the genre was not settled. Many fantasies in this era were termed fairy tales, including Max Beerbohm's "The Happy Hypocrite" and MacDonald's "Phantastes". [W.R. Irwin, "The Game of the Impossible", p 92-3, University of Illinois Press, Urbana Chicago London, 1976] The name "fantasy" was not developed until later; as late as J.R.R. Tolkien's "The Hobbit", the term "fairy tale" was still being used.

Modern fantasy

In 1923 the first all-fantasy fiction magazine, "Weird Tales" was created. Many other similar magazines eventually followed, most noticeably "The Magazine of Fantasy and Science Fiction". The pulp magazine format was at the height of its popularity at this time and was instrumental in bringing fantasy fiction to a wide audience in both the U.S. and Britain. Such magazines also played a large role in the rise of science fiction and it was at this time the two genres began to be associated with each other.

Several of the genre's most prominent authors began their careers in these magazines including Clark Ashton Smith, Fritz Leiber, Ray Bradbury and most noticeably H. P. Lovecraft. Lovecraft was deeply influenced by Edgar Allan Poe and to a somewhat lesser extent, by Lord Dunsany; with his Cthulhu Mythos stories, he became one of the most influential writers of fantasy and horror in the twentieth century. [L. Sprague de Camp, "Literary Swordsmen and Sorcerers: The Makers of Heroic Fantasy", p 79 ISBN 0-87054-076-9] The early works of many Sword and Sorcery authors such as Robert E. Howard also began at this time. By 1950, sword and sorcery had begun to find a wide audience, with the success of Howard's Conan the Barbarian, and Fritz Leiber's Fafhrd and the Gray Mouser stories. Howard's works, especially Conan, were to have a noteworthy, even defining, influence on the sword and sorcery subgenre. [Diana Waggoner, "The Hills of Faraway: A Guide to Fantasy", p 47-8, 0-689-10846-X] They were tales of vivid, larger-than-life action and adventure, [Lin Carter, ed. "Realms of Wizardry" p 146 Doubleday and Company Garden City, NY, 1976] and after the work of Tolkien, the most widely read works of fantasy. [L. Sprague de Camp, "Literary Swordsmen and Sorcerers: The Makers of Heroic Fantasy", p 135 ISBN 0-87054-076-9] Leiber's stories were particularly noted for their uncommon realism for the time; "Unknown" developed this trait, with many stories in it showing credibility and realism. [Michael Moorcock, "Wizardry & Wild Romance: A Study of Epic Fantasy" p 50 ISBN 1-932265-07-4] Like Morris and Eddison before him, Leiber continued the tradition of drawing on Northern European legend and folklore. [Lin Carter, ed. "Kingdoms of Sorcery", p 85 Doubleday and Company Garden City, NY, 1976] C.L. Moore was among Howard's first imitators, with "The Black God's Kiss", in which she introduced Jirel of Joiry and the heroine protagonist to sword and sorcery. [Lin Carter, ed. "Realms of Wizardry" p 205 Doubleday and Company Garden City, NY, 1976]

In 1938, with the publication of "The Sword in the Stone", T. H. White introduced one of the most notable works of comic fantasy. [Lin Carter, ed. "Kingdoms of Sorcery", p 121-2 Doubleday and Company Garden City, NY, 1976] This strain continued with such writers as L. Sprague de Camp. [Lin Carter, ed. "Kingdoms of Sorcery", p 136 Doubleday and Company Garden City, NY, 1976]

Tolkien

However, it was the advent of high fantasy and, most importantly, the popularity of J. R. R. Tolkien's "The Hobbit" and "The Lord of the Rings" which finally allowed fantasy to truly enter into the mainstream. Tolkien had published "The Hobbit" in 1937 and "The Lord of the Rings" in the 1950s; while the first was a juvenile fantasy, the second was an epic fantasy of great scope and seriousness. [Lin Carter, ed. "Kingdoms of Sorcery", p 196 Doubleday and Company Garden City, NY, 1976] Although Tolkien's works had been successful in Britain, it was not until the late 1960s that they finally became popular in America; however, at the point, they began to sell, and sell steadily, in large numbers.Tom Shippey, "J.R.R. Tolkien: Author of the Century" pp xx-xxi, ISBN 0-618-25759-4] Numerous polls to identify the greatest book of the century found "The Lord of the Rings" being selected by widely different groups.

It is difficult to overstate the impact that "The Lord of the Rings" had on the fantasy genre; in some respects, it swamped all the works of fantasy that had been written before it, and it unquestionably created "fantasy" as a marketing category.Jane Yolen, "Introduction" p vii-viii "After the King: Stories in Honor of J.R.R. Tolkien", ed, Martin H. Greenberg, ISBN 0-312-85175-8] It created an enormous number of Tolkienesque works, using the themes found in "The Lord of the Rings".

While fantasists had created fantasy worlds from the time of William Morris, Tolkien's influence enormously boosted them, with a decline of such devices as dream frames to explain away the fantastical nature of the setting. This stemmed not only from his example, but from his literary criticism; his "On Fairy Stories", in which he termed such settings "secondary worlds" was a formative work of fantasy criticism. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Tolkien, J(ohn) R(onald) R(euel)", p 951 ISBN 0-312-19869-8]

The impact that his books, combined with the success of several other series such as C. S. Lewis's "Chronicles of Narnia" and Ursula K. Le Guin's "Earthsea", helped cement the genre's popularity and gave birth to the current wave of fantasy literature.

Post-Tolkien fantasy

With the immense success of Tolkien's works many publishers began to search for a new series which could have similar mass-market appeal. For the first time publishing fantasy was looked at as a profitable business venture and fantasy novels began to replace the fiction magazines as the heart of the genre.

Lin Carter edited the Ballantine Adult Fantasy series, when Ballantine pursued the fantasy market; it was so titled to avert its being filed as children's literature. The line contained mostly reprints, but also introduced some new fantasy works. This series reprinted many fantasy works from prior to that time, increasing their influence by bring them to the new writers. The series included works of William Morris, Lord Dunsany, and George MacDonald, and other works: Hope Mirrlees's "Lud-in-the-Mist", Ernest Bramah's Kai Lung books, and most influential of all, Evangeline Walton's "The Island of the Mighty", the success of which lead to the publication of the other three novels she had written in that series, and to a distinct strain of Celtic fantasy in later fantasy. [John Grant and John Clute, "The Encyclopedia of Fantasy", "Ballantine Adult Fantasy series" p 82, ISBN 0-312-19869-8] Another work in this series that was influential for the Celtic fantasy subgenre was Katherine Kurtz's "Deryni Rising".

Although many fantasy novels of this time proved popular, it was not until 1977's "The Sword of Shannara" that publishers found the sort of breakthrough success they had hoped for. The book became the first fantasy novel to appear on, and eventually top New York Times bestseller list. As a result the genre saw an incredible boom in the number of titles published in the following years.

While fantasy has remained somewhat of a niche market, that has began to change in recent years. The long-running series of light fantasies by Piers Anthony (Xanth) and Terry Pratchett (Discworld) regularly hit the bestseller lists from the 1980s onward. Thanks largely to J.K. Rowling's Harry Potter novels, which have become the best selling book series of all time, fantasy is becoming increasingly intertwined with mainstream fiction. The blockbuster success of several film adaptations of fantasy novels such as "The Lord of the Rings" and "" has helped further this trend.

Today fantasy continues as an expansive, multi-layered medium encompassing many sub-genres of literature; from traditional high fantasy and sword and sorcery, to magical realism, fairytale fantasy, horror-tinged dark fantasy and more.

References